
Centralize and Automate your Securities Firm’s Trading, Accounting, Reporting and Compliance processes with WinstockSS
ACCESS TRADING DATA ANYTIME, SECURELY MANAGE ACCOUNTS, STREAMLINE PSE REPORTING
- Manages stock order transactions directly from the trading floor
- Generates accurate financial reports for management, PSE, and SEC compliance
- Automates processes to produce results more efficiently than manual procedure
- Creates multiple copies of reports required by SEC and PSE Clearing House
- Generates accurate financial statements, including ledgers and balance sheets
- Covers all backroom system requirements in a single integrated platform
Centralize and Automate your Securities Firm’s Trading, Accounting, Reporting and Compliance processes with WinstockSS
ACCESS TRADING DATA ANYTIME, SECURELY MANAGE ACCOUNTS, STREAMLINE PSE REPORTING
- Manages stock order transactions directly from the trading floor
- Generates accurate financial reports for management, PSE, and SEC compliance
- Automates processes to produce results more efficiently than manual procedure
- Creates multiple copies of reports required by SEC and PSE Clearing House
- Generates accurate financial statements, including ledgers and balance sheets
- Covers all backroom system requirements in a single integrated platform

WinStockSS Core Functions
Risk-Based Capital Adequacy File Generation
WinStockSS automatically generates the RBCA spreadsheet on a monthly or even daily basis as well as any other reports needed for submission to the Securities and Exchange Commission
Transactions Uploading
Uploading of Transactions Directly from the PSE or from Most Front-End Systems
PCD Scripless Trading/e-Clear Module
WinStockSS can monitor scripless trading transactions and customer stock positions easily. It can track shares lodged in the Philippine Central Depository in addition to the existing locations such as the vault and transfer offices. WinStockSS is also ready to process the PDTC e-Clear system transaction
WinStockSS can automatically read in the day's closing prices via a file obtained from most frontend systems, eliminating the need to enter each issue's closing price every day.

Cash and Stock Dividends
Uploading of Market Prices From The PSE Or From The Most Front-End Systems
WinStockSS can automatically compute for the dividends due each customer since all the needed information are already available. At the same time, the system can automatically generate and monitor the transactions for that particular dividends
This tracks uploaded market prices of each security daily and generates a graph indicating fluctuations of prices per security over a period of time. Collateral and securities valuation as well as realized and unrealized gain/loss per customer can be easily generated for any period of time
Stock Issue Market Valuation
Agent Commissions
Acquisition Cost Computation
WinStockSS tracks the total monthly production/turnover of each account executive and the corresponding commission amount due, broken down per customer
WinStockSS tracks the specific stock rights credited to a client, payments made by the client towards his stock rights, and any outstanding balances due. WinStockSS traces any stock right debit memos applied as payments

Data is presented to the user in an analytical and well-thought out reports that can answer queries and provide information most needed by brokers
The on-line posting feature of WinStockSS eliminates the need to re-enter transactions for accounting reports generation. It instantly integrates all the data from the various transaction "AT THE TIME OF ENTRY", and then summarizes information onto the General Ledger to generate comprehensive financial statements
WinStockSS allows the entry and monitoring of the acquisition prices of each client's stock holdings for comparison with the current market valuation. This will allow the broker to advise the client of the profitability of a sell transaction as well as closely monitor the company's marketable securities portfolio
Stock Rights Monitoring
Complete Report Generation Functions and Customized Printing of Entry Forms

Integrated Accounting System
WinStockSS Core Functions
Risk-Based Capital Adequacy
File Generation
WinStockSS automatically generates the RBCA spreadsheet on a monthly or even daily basis as well as any other reports needed for submission to the Securities and Exchange Commission
Transactions Uploading
Uploading of Transactions Directly from the PSE or from Most Front-End Systems
PCD Scripless Trading/
e-Clear Module
WinStockSS can monitor scripless trading transactions and customer stock positions easily. It can track shares lodged in the Philippine Central Depository in addition to the existing locations such as the vault and transfer offices. WinStockSS is also ready to process the PDTC e-Clear system transaction
Cash and Stock Dividends
WinStockSS can automatically compute for the dividends due each customer since all the needed information are already available. At the same time, the system can automatically generate and monitor the transactions for that particular dividends
Uploading of Market Prices From The PSE or From The Most Front-End Systems
WinStockSS can automatically read in the day's closing prices via a file obtained from most frontend systems, eliminating the need to enter each issue's closing price every day
Stock Issue Market Valuation
This tracks uploaded market prices of each security daily and generates a graph indicating fluctuations of prices per security over a period of time. Collateral and securities valuation as well as realized and unrealized gain/loss per customer can be easily generated for any period of time
Agent Commissions
WinStockSS tracks the total monthly production/turnover of each account executive and the corresponding commission amount due, broken down per customer
Acquisition Cost Computation
WinStockSS allows the entry and monitoring of the acquisition prices of each client's stock holdings for comparison with the current market valuation. This will allow the broker to advise the client of the profitability of a sell transaction as well as closely monitor the company's marketable securities portfolio
Integrated Accounting System
The on-line posting feature of WinStockSS eliminates the need to re-enter transactions for accounting reports generation. It instantly integrates all the data from the various transaction "AT THE TIME OF ENTRY", and then summarizes information onto the General Ledger to generate comprehensive financial statements
Stock Rights Monitoring
WinStockSS tracks the specific stock rights credited to a client, payments made by the client towards his stock rights, and any outstanding balances due. WinStockSS traces any stock right debit memos applied as payments
Complete Report Generation Functions and Customized Printing of Entry Forms
Data is presented to the user in an analytical and well-thought out reports that can answer queries and provide information most needed by brokers
Add-on Modules
Add-on Modules
This module enables seamless upload of mutual fund instructions from the Technistock system, allowing for the automatic generation of required transactions and detailed financial reports. By eliminating manual data entry, it helps improve accuracy, streamline processing, and enhance overall efficiency in mutual fund management and reporting
This feature will automatically read the bills payment file based on the set schedule in “Bills Payment Service Defaults”, validate, and if it passed the validation, will automatically create auto-approved Official Receipts transactions
The BIR Module for WinStockSS streamlines tax compliance and reporting by generating BIR forms and reports for VAT, Withholding Tax, and Sales Tax. It supports manual submissions and .DAT file uploads to the BIR Relief system, ensuring accurate and efficient tax filing and financial reporting
The Maker-Checker add-on module for WinStockSS enhances control and security over sensitive transactions by implementing a structured approval workflow. Users can create transactions—such as buy/sell, certificates, memos, receipts, vouchers, and journal entries—which remain pending until approved by a supervisor. Once approved, all related records, including customer balances, stock, cash, and general ledger, are automatically updated and reflected in reports and printable forms, ensuring accurate, compliant, and secure transaction management
The Securities Borrowing and Lending (SBL) Module for WinStockSS enables firms to efficiently manage SBL transactions, collateral, and client accounts. It supports borrowed shares booking, collateral management, margin calls, and transaction reporting, while automatically updating ledgers, confirmations, and valuation reports. Designed for accuracy and compliance, this module streamlines securities lending operations and enhances control over both cash and stock collateral
This module will provide support for your margin trading system. The module will allow you to set up margin agreements and track collateral and margin valuations as well as trigger margin calls and produce reports critical for your monitoring of margin trades
The MCMod for WinStockSS streamlines multi-currency customer collections and payments while defaulting to Philippine Peso (PHP). It allows users to track transactions, generate reports, and consolidate accounts by currency or parent customer, and supports bank revaluation for non-PHP accounts. Key features include Statement of Account, account ledgers, portfolio valuation, and collateral reporting, all optimized for efficient financial monitoring and compliance
The DDS will require the USER to specify the default currency code for the DDS transactions and to properly setup issues considered DDS. In doing so, DDS will be able to properly record and monitor the FX Clearing House amount; properly identify DDS issues during buy/sell trades uploading; identify DDS values and transactions in RBCA Worksheet processing; and prepare necessary daily PSE compliance files and reports
"WinStockSS is a trusted accounting software for PSE, delivering accurate trade processing, reporting, and compliance"
Get in touch with SFI
- marketing@sfi.com.ph
- (02)86870602
- Suite 608 Richmonde Plaza, San Miguel Ave. cor Lourdes Drv., Ortigas, Pasig City Philippines

Streamline Your Broker Operations with WinStockSS
Get in touch with SFI
- marketing@sfi.com.ph
- (02)86870602
- Suite 608 Richmonde Plaza, San Miguel Ave. cor Lourdes Drv., Ortigas, Pasig City Philippines



